Law360’s SEC Survival Guide: The Wells Notice And Beyond

It’s one of the most dreaded plays in the U.S. Securities and Exchange Commission’s enforcement book: the Wells notice. But just because the agency has indicated it’s ready to bring an enforcement action against a company, it doesn’t mean defense counsel should immediately enter trial mode — there are still other moves to be made. This is the last in a four-part series on making the best of an SEC investigation.