FINRA provides guidance on immigration due diligence to broker-dealers in EB-5 offerings

There is some interesting but overlooked news on the EB-5 front. In a letter to a broker-dealer dated August 26, 2013, FINRA (Financial Industry Regulatory Authority) confirmed that the suitability rule (Rule 2111) applies to FINRA members making…
By: Mintz Levin – Immigration